Jess Haberman


Profile: Jess is Fidessa’s Compliance Director and a Senior Vice-President. He has more than 20 years' experience in the securities industry. Before joining Fidessa, Jess was the Chief Compliance Officer at the BRUT ECN. He has also worked in compliance roles at Smith Barney and Knight Securities. Prior to that Jess had a long career with FINRA (then NASD), where his last role was as the head of the initial TAMMS (Trading and Market Making Surveillance) Group. During his time there he also started the OTCBB/Pink Sheet Surveillance Group and was an Enforcement Investigator and an Examiner.

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